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[Original: RUSSIAN]
* The initial report submitted by the Government of Azerbaijan is contained in document CAT/C/37/Add.3; for its consideration by the Committee, see document CAT/C/SR.401, 404 and 406, and Official Records of the General Assembly, fifty-fifth session, Supplement No. 44 (A/55/44), paragraphs 64-69.
The information
submitted by
I. INFORMATION ON NEW MEASURES RELATING
TO APPLICATION OF THE CONVENTION ............................ 1 - 203
Article 1 .........................................................................................
1 - 7
Article
2 .........................................................................................
8 - 89
Article
3 .........................................................................................
90 - 93
Article
4 .........................................................................................
94 - 110
Article
5 .........................................................................................
111 - 112
Article
6 .........................................................................................
113 - 125
Article
7 .........................................................................................
126 - 131
Article
8 .........................................................................................
132 - 134
Article
9 .........................................................................................
135
Article
10 .......................................................................................
136 - 147
Article
11 .......................................................................................
148 - 168
Article
12 .......................................................................................
169 - 172
Article
13 .......................................................................................
173 - 187
Article
14 .......................................................................................
188 - 194
Article
15 .......................................................................................
195 - 198
Article 16 ....................................................................................... 199 - 203
II. COMPLIANCE WITH THE COMMITTEE’S CONCLUSIONS
AND RECOMMENDATIONS ..................................................... 204 - 224
I. INFORMATION ON NEW MEASURES RELATING
TO APPLICATION OF THE CONVENTION
Article 1
1.
The Constitution of the
2. Article 46 of the Constitution states that the State shall protect the dignity of the individual and that there can be no justification for affronts to human dignity. No one may be subjected to cruel treatment or torture or to degrading treatment or punishment. The article further states that no medical, scientific or other forms of experiments may be conducted on any persons without their consent.
3.
The new Code of Criminal Procedure and Criminal
Code of the
4. Under article 113 of the Criminal Code, entitled “Use of torture”, the inflicting of physical pain or mental suffering on persons held in custody or subject to other forms of deprivation of liberty is deemed to be a criminal offence.
5. Criminal liability is also incurred by the inflicting of physical or mental suffering through systematic beating or other violent acts (article 113.1 of the Criminal Code - “Cruel treatment”).
6. Article 113.3 of the Code categorizes as a criminal offence actions covered by articles 113.1 and 113.2 performed by, or at the bidding of, officials taking advantage of their official position with a view to extorting information from persons or forcing them to make confessions or with the aim of punishing them for actions which they have committed or are suspected of having committed.
7.
At the same time, the principal factor preventing
the
Article 2
8.
A human rights research institute has been
set up under the auspices of the
9. Another important measure in the field of human rights was the reinstatement, in May 1995, of the system of presidential pardons and the establishment of a Pardons Commission under the head of State.
10.
Over the period 1996-2001, amnesty acts (six
in total) and pardons have been adopted at the behest of the President in
respect of 63,477 persons, 18,891 of whom have been released from detention.
The amnesty decision, adopted on
11.
With the help of foreign experts, including
experts from
12.
The Procurator’s Office Act, adopted on
13. The Legal Profession and Legal Practice Act of 28 December 1999, which was drafted with the assistance of experts from the Council of Europe, the German Agency for Technical Cooperation (GTZ) and the World Bank, ensures the equality of the prosecution and the defence and establishes firm guarantees of the constitutional rights to legal protection, the right to a fair trial and the independence of the bar. The Act spells out the fundamental principles governing the independence of defence lawyers in the performance of their duties. Under the country’s law, defence lawyers may participate in all investigative actions and in trials, submit evidence and confer with their clients confidentially and without hindrance. The Act enshrines the legal status of lawyers, their independence and the basic principles of their self-regulation, thereby guaranteeing the independence of the legal profession.
14.
On
15.
On
16. Article 12 of the Code of Criminal Procedure obliges the authorities conducting criminal proceedings to ensure that the rights and freedoms of the parties to the proceedings are upheld.
17. Articles 13-22 of that Code set out procedural safeguards for the following constitutional human and civil rights and freedoms: the right to freedom, inviolability of the person and the home, protection of confidentiality, private life, honour and dignity, and the right to legal assistance.
18. Article 442 of the Code states that petitions and applications concerning police inquiries and pre-trial investigations that encroach on the rights referred to above shall be considered under the judicial supervision procedure.
19. Under article 90 of the Code, suspects have the following rights:
- Not to testify against themselves or their next of kin;
- To have the services of a lawyer from the moment of arrest or the moment they are informed of the preventive measure that is to be applied against them;
- Freely to choose and dismiss their counsel and, should they decline the services of a lawyer, to defend themselves;
- To meet their counsel in private, without restriction as to the number and duration of such meetings;
- To inform their families and next of kin without delay at their place of residence, work or study about their detention by telephone or by other means;
- To participate, at their own request, with the assistance of counsel, in investigative and other procedural measures.
20. The order on the institution of criminal proceedings must be passed within 24 hours of arrest, failing which the detainee must be released. But even when criminal proceedings have been instituted, the initial period of preventive detention must not exceed 48 hours (a court must determine the appropriate preventive measure).
21. Under article 85 of the Code of Criminal Procedure, investigators are obliged to uphold the right of suspects to the services of a lawyer from the moment of arrest, the laying of charges or the taking into custody. Under article 153 of the Code of Criminal Procedure, the criminal prosecution authorities must make arrangements for detainees to meet their lawyers or legal representatives in private. Detainees may, on a written application, decline the services of lawyers provided. The Code of Administrative Offences provides for administrative detention of not more than three hours (except for certain cases specified in the Code, when the detainee may be held for up to 24 hours).
22. Under the Criminal Code, the following are criminal offences: planning, preparing, launching or waging a war of aggression (art. 100); attacks on persons or organizations enjoying international protection (art. 102); genocide (art. 103); destruction of a population (art. 105); slavery (art. 106); deportation or forcible resettlement of a population (art. 107); persecution (art. 109); forcible detention (art. 110); racial discrimination (apartheid) (art. 111); deprivation of liberty in violation of international legal standards (art. 112); torture (art. 113); violation of the laws and customs of war (art. 115); violation of the standards of international humanitarian law during armed conflict (art. 116); and cruel treatment (art. 133). Finally, chapters XX, XXI and XXVII of the Criminal Code deal with offences against personal freedom and honour, the constitutional rights and freedoms of individuals and citizens and public morals.
23. Section II of the Code of Administrative Offences makes provision for administrative proceedings to be brought in connection with offences against citizens’ political, social and economic rights.
24. Azerbaijani law proscribes unlawful deprivation of liberty. This offence is covered by article 145, on the unlawful deprivation of liberty, of chapter 19 of the Criminal Code (Offences against personal liberty and dignity), which specifies various punishments for different types of unlawful deprivation of liberty. Unlawful deprivation of liberty covers such cases as effectively depriving persons of the opportunity to move about in unenclosed areas of their own free will, locking them indoors, tying them up, or forcibly detaining them by, for example, threatening them with a weapon. The law makes provision for strictly defined circumstances in which persons may be deprived of their liberty by a public body, namely, administrative detention, committal to a psychiatric hospital, coercive measures taken pursuant to criminal proceedings, and criminal punishment in accordance with a procedure prescribed by law. A citizen is entitled to detain another individual only in self-defence, or when the latter is committing an offence, or in emergencies. Any other form of detention constitutes unlawful deprivation of liberty. One form of this offence, according to the Criminal Code, is to deprive persons of their liberty by committing them to a psychiatric institution.
25. Article 292 of the Criminal Code proscribes unlawful detention and remanding or holding in custody. The article is designed to protect the inviolability of the individual, guaranteed by the Azerbaijani Constitution. This article differs from the previous Criminal Code in that it extends the elements constituting this crime to include, alongside unlawful detention and short‑term imprisonment, unlawful remand in custody. The sanctions provided in the article have also been considerably increased.
26. Under article 290 of the Criminal Code, it is a criminal offence to institute criminal proceedings against knowingly innocent persons. The crime covered by this article flagrantly infringes the constitutional rights of citizens and the interests of justice. By contrast to the previous Criminal Code, the categories of persons capable of bringing criminal proceedings has been considerably extended, to include any official in whom this right is vested (judges, procurators, investigators and persons conducting initial inquiries).
27. The Constitution enshrines the principle of the separation of the legislative, executive and judicial branches. Based on that principle, the judiciary is an independent branch of State power; Azerbaijani law provides an array of guarantees of the independence of the judiciary and establishes conditions for significantly raising the status of the judiciary and of its representatives, the judges. Azerbaijani courts have uniform legal status, i.e., they enjoy equal rights and guarantees and are all subject to the same obligations. Taken as a whole, the various elements of the status of the courts are designed to ensure the independence of judges.
28.
Under article 113 of the Courts and Judges
Act of
- Submission of a written application to resign from office at their own request;
- Handing down by a court of an enforceable guilty verdict against a judge or a ruling imposing coercive measures of a medical nature;
- Determination by a court that the judge is legally incompetent or of limited legal competence;
- Death;
- Determination by the court that the judge is deceased or has disappeared without trace;
- Failure by candidate judges to meet the requirements stipulated by the Act for the office of judge;
- Conduct by judges of activities incompatible with their office;
- Renunciation of Azerbaijani citizenship and adoption of the citizenship of another State or the undertaking of obligations to another State;
- Finding by a special judicial commission set up by the Supreme Court that, for reasons of illness, the judge has been unable to perform his or her duties over a period of more than four months;
- Commission of acts resulting in the institution of disciplinary proceedings for a second time within a period of one year.
29.
The independence of the judiciary is guaranteed
and enshrined by the Constitution and statutes of the
30. The independence of judges is ensured by their absence of political bias, irremovability, and inviolability for the duration of their term of office; by the independence of the operation of the judiciary and the legally prescribed procedure for the administration of justice; by the prohibition of any restrictions on or interference in the judicial procedure; by measures to ensure the personal safety of judges and provide them with material and social guarantees; and by the rule that judgements of the court are mandatory and may not be revisited.
31. Under the Constitution, the Courts and Judges Act and the Constitutional Court Act, persons appointed to the office of judge may not engage in political activity or join political parties. Judges are irremovable for the duration of their term of office and may not be transferred to another post without their consent. Judges have the rights of independence, irremovability and inviolability. The inviolability of judges means that they may not be subject to criminal or administrative prosecution, to arrest or detention, or to searches of their property or person, nor may they be compelled to appear before the authorities. When the actions of judges contain indicia of a crime, they may be removed from office by the procedure outlined in article 128, paragraphs 4 and 5, of the Azerbaijan Constitution. Judges who have been removed from office may be subject to criminal prosecution and held in short-term detention only with the consent of the disciplinary bench of the Supreme Court. The inviolability of judges is further safeguarded by the stipulation that the consent of this body must be obtained, since the disciplinary bench naturally wishes to obtain as weighty as possible evidence of the involvement of a judge in a crime. Upon acquittal, or in the absence of facts and circumstances constituting a breach of the law, or of evidence that an offence has been committed, the powers of a judge who has been removed from office are restored. The inviolability of judges also extends to their residence, workplace, transport, means of communication, correspondence and personal property and documents.
32. The regulations on inviolability, which establish one of the core elements of the status of judges, are thus intended to safeguard the foundations of the constitutional system, namely, the separation of powers and the autonomy and independence of the judiciary from external and arbitrary action or influence, and to prevent judges from being harassed on account of their work.
33. The following constitutional principles concerning judicial procedure provide important safeguards for the fair administration of justice:
-
Principle of the subordination of judges to
the Constitution and laws of
-
Principle of the adversarial nature of legal
proceedings: According to article 23
of the Constitutional Court Act, the
- Principle of openness of court proceedings: Under the Constitution, the Courts and Judges Act and the Constitutional Court Act, all court proceedings shall be held in open court. Cases shall be heard in camera only in circumstances prescribed by law. All court judgements shall be made public;
- Principle of equality before the law and the courts: Justice in Azerbaijan shall be administered on the basis of the equality of all before the law and the courts, regardless of race, nationality, official position, opinions, membership of political parties, trade unions or other social organizations;
- Principle of the right to defence at any stage of proceedings: No one may be deprived of the right to protection by the courts. Suspects, accused persons and defendants are guaranteed the right to defence as provided for under Azerbaijani law;
- Principle of the presumption of innocence: Article 63 of the Constitution and article 11 of the Courts and Judges Act state that justice shall be administered on the basis of the presumption of innocence, in other words, that all persons accused of the commission of a crime shall be considered innocent until such time as their guilt has been proved by the legally established procedure and a sentence has been handed down by a court and entered into force;
- Principle of the prohibition of changing legal jurisdiction: Article 62 of the Constitution and article 15 of the Courts and Judges Act prohibit changes to the legal jurisdiction assigned under Azerbaijani law and the unwarranted removal of cases from judges.
- Principle of the collegial nature of judicial proceedings and the direct administration of justice: Under article 4 of the Courts and Judges Act and articles 5, 25 and 26 of the Constitutional Court Act, the work of the courts shall be based on the principles of the primacy of the Constitution and of fairness, independence and the rule that the courts must speak with one voice;
- Principle of the prohibition of interference in judicial proceedings: Azerbaijani courts shall administer justice in a manner consistent with the high status of the judiciary, which ensures that all procedural requirements may be satisfied and which precludes encroachments on judges’ freedom to express their opinions. Breaches of the provisions relating to the administration of justice shall incur the liability prescribed by law;
- Principle of impartiality and fairness: A judge who has heard a case in a court of first instance, a court of appeal or a court of cassation is debarred from taking part in further judicial proceedings on the same matter.
34.
The Azerbaijani Constitution, which underpins
the radical democratic reforms under way in the country, sets out the main
areas for the extensive judicial and legal reform process being conducted
in
35.
The rules of procedure applied in the Azerbaijani
judicial system, which are spelled out by the Constitution and the laws of
36.
In response to the need to safeguard human
rights and freedoms radical democratic legal reforms have been carried out
in
37.
As part of the legal and judicial reform process
in
38. One of the first steps in this legal and judicial reform process was to draw up a master plan for its implementation, setting out its main tasks and purposes ‑ namely, to ensure the independent functioning of the judiciary in the context of a State based on the rule of law and to uphold the rights of citizens to a fair trial and to have access to legal assistance.
39.
The judicial and legal reform process being
systematically conducted in
40. A three-tier legal system has been established in the country, comprising courts of first instance, courts of appeal and courts of cassation, and the system has been in force since 1 September 2000.
41. The Azerbaijani judicial system also provides for the operation of a jury court, which will enter into operation once the appropriate legislative instruments have been adopted and entered into force.
42. Particular attention is given to the provision of material and social guarantees to judges, an essential measure in ensuring their independence and impartiality. Notwithstanding the social and economic hardships currently experienced by the country, in its concern to ensure the genuine independence of judges, the State has taken steps to increase their salaries. Currently, judges’ salaries paid to judges are the highest paid to any State officials, and are several times higher than those of other categories of citizens. At the same time, efforts are being made to identify other types of material incentives for judges and these will undoubtedly enhance the efficiency of their work and strengthen their independence.
43. As part of the process to create a new judicial system and establish an independent and impartial body of judges, a presidential decree was adopted on 1 December 1998 on application of the Courts and Judges Act and measures to implement the judicial reform process, pursuant to which a judicial and legal council was established, which reports to the head of State and whose members comprise the presidents of the Constitutional, Supreme, Economic and Appeal Courts, the Supreme Court of the Naxçivan Autonomous Republic and the Serious Offences Court, and also the Minister of Justice.
44. The Judicial Supervisors and Bailiffs Act and the presidential decree of 5 January 2000 adopted pursuant thereto establish a special service to coordinate the work of judicial supervisors and bailiffs in the Ministry of Justice and to follow up the work of the judicial authorities and to enforce court judgements pertaining to civil cases, economic disputes, administrative offences and criminal cases not involving the deprivation of liberty, as well as the decisions of other bodies the enforcement of which has been assigned by law to the bailiffs. Under the new conditions in the country, the Ministry of Justice bears a heavy burden of responsibility and its present-day role is of particular importance as one of the bodies chiefly responsible for the country’s judicial and legal policies.
45. An investigative department has been established within the Ministry of Justice to prosecute criminal violations of the law. At the same time, to preclude any influence in the workings of the courts by the executive authorities in the Ministry, the Ministry’s Judicial Control Service - a legacy of the Soviet era- has been abolished. To ensure better cooperation with local and international non-governmental human rights organizations and to safeguard the rights of convicted persons in places of detention, a human rights division has been created in the Ministry of Justice.
46. Other laws adopted to safeguard the constitutional principles of the independence of the judiciary and the equality of the parties to proceedings include the State Protection (Judicial and Law Enforcement Officers) Act, the Compensation (Injuries to Private Individuals resulting from Unlawful Actions of Initial Inquiry Authorities, Pre-Trial Investigation Authorities, the Procurator’s Office and the Courts) Act and the State Protection (Parties to Criminal Proceedings) Act.
47. In chapter 32 (Criminal breaches of the law), the Criminal Code provides liability for the following types of crimes: obstructing the administration of justice and the conduct of preliminary investigations (art. 286), attempts on the lives of persons responsible for the administration of justice or the conduct of preliminary investigations (art. 287), making threats or perpetrating acts of violence relating to the administration of justice or the conduct of preliminary investigations (art. 288), contempt of court (art. 289), etc.
48.
The passing of the presidential decree of
49. As part of this process, a number of essential steps were taken by the Judicial and Legal Council and an appropriate legal and regulatory framework was established to standardize the selection procedure for candidate judges, including the preparation of new selection rules which were ratified and published in the press.
50. The procedure for the selection of judges, which has been brought into line with these rules under the scrutiny of the public, international institutions and foreign and local non-governmental human rights organizations, and also a special independent expert, has been unanimously recognized by all observers as objective, impartial and transparent. A large number of positive appraisals in the press bear witness to the success of this process and even candidates who were not selected have expressed a high opinion of its merit.
51.
As a result, the number of judges in
52.
New progressive laws which came into force
in
53.
In international practice, the overall system
for the upholding of human rights and freedoms includes, alongside guarantees
at the State level, arrangements for the regulatory participation of public
institutions. Prominent among these is the institution of the
ombudsman, or Commissioner for Human Rights. An ombudsman’s bill has been drafted for the
purpose of establishing this institution in
54.
Thus, the ombudsman project has been studied,
together with experts from the Bureau for Democratic Institutions and Human
Rights of OSCE and the General Directorate for Human Rights of the Council
of Europe, at various seminars and conferences both in Baku (in November 1999,
July and November 2000), and in Paris, Ankara, St. Petersburg and Minsk.
At these meetings, participants discussed the prospects for the establishment
of such an institution in
55. The ombudsman’s bill which, was prepared with the assistance of international bodies, has already passed through its third reading in Parliament.
56.
The Constitution grants aliens and stateless
persons the right to exercise the same rights and fulfil the same obligations
as Azerbaijani citizens, unless specified otherwise by law or an international
treaty to which the
57. A number of steps of a legislative, organizational and economic nature have been taken to improve the conditions under which persons are detained and held in custody and to bring them into line with international standards.
58.
On 9 January 1993, the President
of Azerbaijan adopted a decree reorganizing the system for the enforcement
of court decisions, the first such legislative act passed in any of the countries
of the former USSR, which was designed to improve the system for enforcing
court decisions, to enhance the organization of work in this area and to ensure
that the system for the enforcement of penalties functioned independently
of the authorities responsible for conducting initial inquiries and investigations. In early 2000, pursuant to a presidential decree
of
59.
On
60.
Pursuant to this same presidential decree,
the State reform commission has prepared a programme of measures, ratified
by the Azerbaijani Government on
61. A decree on additional measures for the implementation of legal reforms in Azerbaijan and to improve the work of judges, correctional labour establishments and remand centres, signed by the President on 9 October 1999, makes provision for additional measures to implement the legal reforms designed to improve the work of the courts, penitentiary establishments and remand centres, to create new, mixed profile penitentiary establishments, further to improve the conditions for the serving of sentences, to provide better medical services for convicted persons and to set up a training centre for the training and further training of the staff of penitentiary establishments and remand centres.
62.
Following recommendations by experts from the
Council of Europe, a presidential decree was adopted on
63.
As noted above,
64. In drafting the new code, it has been brought fully into line with the provisions of the country’s Constitution, other laws adopted since the entry into force of the country’s basic law and the decisions of the Constitutional Court which relate to convicted persons. In the code, more extensive consideration is given to the requirements of international legal instruments relating to civil rights and freedoms, including those of convicted persons. Thus, when developing the code, recourse was had to the provisions of such international instruments relating to the treatment of convicted persons as the Standard Minimum Rules for the Treatment of Prisoners of 1955 and the European Penitentiary Rules of 1987.
65. This code includes among its tasks (art. 2.2) regulating the procedure and conditions for the enforcement and serving of all kinds of punishments and sentences, determining the means of correction for convicts, and protecting their rights, freedoms and lawful interests. The Penal Enforcement Code (art. 3) takes due account of international treaties to which Azerbaijan is a party, relating to the enforcement of punishments and the treatment of convicted persons.
66. If standards different to those provided by the code are established by an international treaty to which the Republic of Azerbaijan is a party, it is the rules of the international treaty which prevail.
67. The Penal Enforcement Code is based on the precept that convicted persons may not be subjected to torture, violence or other cruel or degrading treatment, in accordance with the principles and standards of the Constitution, the country’s laws and international law.
68. Article 7 of the code sets out the principles of the (penal) enforcement legislation and of the correctional system. The penal enforcement legislation is based on the principles of lawfulness, humane treatment, democracy, the quality of convicted persons before the law, the tailoring of punishments to the offences in question, the rational use of coercive measures and other procedures for the correction of convicted persons, the fostering in them of respect for the law and the strengthening of the corrective force of punishments.
69. The code includes an entire chapter, comprising six articles (arts. 9-14), on the legal status of convicted persons, the first such provisions in Azerbaijani law.
70. Under the code, the staff of the establishment or authority carrying out the punishment are required to treat convicted persons in a civil manner.
71. Under article 9 of the code, convicted persons may not be subjected to cruel or degrading treatment. Coercive measures may only be applied against convicted persons where this is prescribed by law.
72. Article 9.1 of the code states that the Republic of Azerbaijan shall respect and safeguard the rights, freedoms and lawful interests of convicted persons, shall ensure legality in the application of corrective measures and shall guarantee their legal protection and personal safety in the administration of their punishments.
73. Under the law, in the administration of punishments, convicted persons shall be guaranteed the same rights and freedoms as all citizens of Azerbaijan, with the derogations and limitations established by the Criminal Code, the Code of Criminal Procedure, the Penal Enforcement Code and other laws. Convicted persons may not be exempted from the performance of their duties, except in cases provided by law.
74. Convicted aliens and stateless persons shall enjoy the rights and bear the responsibilities established by international treaties to which the Republic of Azerbaijan is a party, by the law on the legal status of aliens and stateless persons, with the derogations and limitations established by the Criminal Code, the Code of Criminal Procedure, the Penal Enforcement Code and other legislation of Azerbaijan.
75. The rights and duties of convicts, and also the limitation of those rights and duties, are determined by the Penal Enforcement Code and by other legal and regulatory instruments, in accordance with the arrangements and conditions for the serving of specific sentences.
76. The code stipulates that, in the administration of penalties and serving of sentences, convicted persons shall have the following rights:
- To serve their sentences in conditions which safeguard the dignity of their person;
- To engage in socially useful work;
- To rest;
- To receive pensions or social benefits;
- Pursuant to a medical finding, to receive free medical assistance, including first aid, in outpatient or inpatient facilities (an order issued by the Minister of Justice on 2 February 2000 on compliance with obligations deriving from the United Nations Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment stipulates that, when detainees are remanded in custody, they must immediately undergo a medical examination);
-